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Legal and compliance
Compliance officer
Makes sure the company follows the rules that apply to it: policies, controls, training and audits.
More specific roles under it: Privacy officer
Workflows for this work
The job in 4 areas. Each part is a workflow: open it for its steps and the tools that do each one. Built from occupational data and the field's own body of knowledge; sources at the end.
Compliance officer96 skill packs · 12 MCP servers · 4 pluginsEach part is a workflow. The number beside it is how many tools help with it
1Assess rules and risk
Know which rules apply and where the business could break them.
2Build the program
Write policies, train people and check partners.
3Monitor and test
Check that controls work in practice.
4Investigate and report
Look into concerns and report to regulators when required.
Sources for this tree, 4
- StandardInternal Control (guidance on the Internal Control, Integrated Framework)Committee of Sponsoring Organizations of the Treadway Commission (COSO)
- StandardEvaluation of Corporate Compliance Programs (Updated September 2024)U.S. Department of Justice, Criminal Division
- Occupational dataCompliance Managers (11-9199.02), O*NET OnLine summary reportNational Center for O*NET Development, for the U.S. Department of Labor
- Occupational dataCompliance Officers (13-1041.00), O*NET OnLine summary reportNational Center for O*NET Development, for the U.S. Department of Labor
O*NET occupations consulted: 13-1041.00, 11-9199.02. Read on 2026-10-04.
Everything suggested for this role
Each pick says which of the role's tools or work it matched. Auto-listed means automated checks only.
Skill packs632
MCP servers45
Plugins and agents13
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